Securities research

Results: 1350



#Item
911United States securities law / Financial regulation / Occupations / Securities research / Financial Industry Regulatory Authority / Global settlement / Financial analyst / Investment banking / U.S. Securities and Exchange Commission / Financial economics / Securities / Finance

GAO[removed]Highlights, Securities Research: Additional Actions Could Improve Regulatory Oversight of Analyst Conflicts of Interest

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Source URL: www.gao.gov

Language: English - Date: 2012-01-12 12:42:35
912United States securities law / Securities / Occupations / Securities research / Financial Industry Regulatory Authority / Self-regulatory organization / U.S. Securities and Exchange Commission / Global settlement / Financial analyst / Business / Financial economics / Finance

GAO[removed], Securities Research: Additional Actions Could Improve Regulatory Oversight of Analyst Conflicts of Interest

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Source URL: www.gao.gov

Language: English - Date: 2012-01-12 12:42:33
913Financial ratios / Equity securities / Dividend / Stock market / FactSet Research Systems / Total return / Rate of return / Equity / Trust law / Finance / Law / Financial economics

Alliance Trust PLC 126th Annual General Meeting Katherine Garrett-Cox Chief Executive 1 May 2014

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Source URL: www.alliancetrust.co.uk

Language: English - Date: 2014-05-28 11:37:19
914Clinical research / Design of experiments / Evaluation methods / Pharmacology / Medical statistics / Hepatocellular carcinoma / Clinical trial / Placebo-controlled study / End point of clinical trials / Medicine / Chemistry / Science

SAMPLE PRESS RELEASE TO SATISFY SECURITIES AND EXCHANGE COMMISSION OBLIGATIONS, SHOWING POSITIVE STUDY RESULTS

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Source URL: am.asco.org

Language: English - Date: 2014-01-09 20:25:31
915Fraud / Primary dealers / Financial analysts / Securities research / Sell-side analyst / Andrew Fastow / Citigroup / Jeffrey Skilling / Merrill Lynch / Enron / Business / Economy of the United States

S. Hrg. 107–385 THE WATCHDOGS DIDN’T BARK: ENRON AND THE WALL STREET ANALYSTS HEARING

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Source URL: www.gpo.gov

Language: English - Date: 2013-01-24 10:30:50
916Financial markets / Bonds / Securities / Bond market / Fixed income market / Securities Industry and Financial Markets Association / Municipal bond / Bond / Citigroup / Financial economics / Investment / Finance

George Friedlander is a Managing Director and Chief Municipal Strategist with Citigroup Investment Research and Analysis. Mr. Friedlander is widely recognized as a leader in the municipal bond marketplace. He is widely q

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Source URL: nationalpress.org

Language: English - Date: 2013-12-10 14:21:46
917Finance / Financial analyst / Thom Weisel / Securities research / Thomas Weisel Partners / Investment banking / Investment / Financial economics / Investment banks

COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: April 25, 2005

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Source URL: www.azinvestor.gov

Language: English - Date: 2013-08-15 17:29:44
918Primary dealers / Investment banks / Occupations / Securities / Securities research / Financial analyst / Investment banking / Deutsche Bank / Short / Investment / Financial economics / Finance

COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: February 24, 2005

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Source URL: www.azinvestor.gov

Language: English - Date: 2013-08-15 17:32:14
919Finance / Primary dealers / Credit Suisse / First Boston / Securities research / Investment banking / Financial analyst / Investment / Financial economics / Investment banks

Microsoft Word - dec26-03.doc

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Source URL: www.azinvestor.gov

Language: English - Date: 2013-08-07 16:35:17
920United States housing bubble / Debt / Economic bubbles / Securities / Mortgage-backed security / Late-2000s financial crisis / Financial innovation / Securitization / Financial crisis / Economics / Financial economics / Finance

The Consequences of Financial Innovation: A Research Agenda

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Source URL: chicagofed.org

Language: English - Date: 2011-12-01 12:03:52
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